C1—Export-Import Transaction Fundamentals; Using Incoterms
C1—Export-Import Transaction Fundamentals; Using Incoterms
Non-subscriber price: $335.00, Subscriber price: $258.00
Estimated total study time: 21 hours 52 minutes
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This course addresses the basic steps, and the key players, involved in concluding and fulfilling an export-import transaction. The role of trade terms (Incoterms) in defining the responsibilities of the seller and buyer for respective shipping arrangements and delivery costs are also covered, particularly with respect to complying with the agreed upon term at the time of shipment. Although much of this course addresses what a freight forwarder must know and do to properly serve an export shipper, other transportation intermediaries, plus exporters and importers, will find it useful and informative.
Access to a copy of the ICC publication Incoterms 2000 publication (www.icc.books) is helpful but not necessary for course completion.
Introduction - Benefits and Basic Elements of Exporting
We introduce our course topic by pointing out the benefits of exporting and importing, and what the requirements which make such transactions more complex than domestic sale/purchase/delivery transactions. Also discussed are the various parties, in addition to the seller and buyer, who facilitate international trade.
(Estimated study time: 1 hour 27 minutes)
- Introduction
- Buyers, Sellers and Physical Exchange of Goods
- Cash and Carry
- The Practical World of Commerce—Transportation Carriers, Intermediaries, Government
- Why Export/Import?
- The Question
- Trade Economics
- Anatomy of Commercial Export/Import Transactions—Arriving at a Deal
- Essential Facts for an Export-Import Transaction
- The Transaction Cycle and Intermediaries
- Functional Components vs. Integrated Process
- Seller/Buyer Negotiation
- Price and Trade Terms (Delivery Terms)
- Concluding an Export Order (Purchase/Sale Contract)
- The Forwarder's Role in Export/Import Competition
- Creating Value
- Helping Shippers Compete for Business
- Shipping Outcomes, Repeat Business
Transaction Time Schedule vs. Risks
An export-import transaction typically takes longer to negotiate and fulfill than a domestic sale. There is more information to gather, issues to decide, tasks to accomplish, impediments which can arise. This lesson addresses the relationship between time needed to accomplish the transaction and associated risks such as shipping costs, currency fluctuation and payment.
(Estimated study time: 1 hour 8 minutes)
- Introduction
- Transaction Time Schedule vs. Risk
- Time vs. Risk Elements
- General—The Marketing Cycle
- Payment Schedule
- Production/Availability Schedule
- License/Permit Schedule
- Shipment Schedule & Shipping Costs
- Post-Delivery Risks (Installation/Use/Consumption)
- Payment/Financial Risk
- General; Competing Objectives
- Financial Risk Reduction
- Financial Cost Reduction
- Physical Risks to Cargo during Shipping
Additional Export/Import Transaction Concerns
This lesson addresses additional issues which arise in an import-export transaction, such as identity of the "shipper," transportation mode, export regulations, destination country import requirements, and why cargo insurance is purchased.
(Estimated study time: 1 hour 29 minutes)
- Introduction
- Identity of Actual Supplier
- Transportation
- Origin Country Requirements
- General
- U.S. Export Requirements
- Destination Country Requirements
- Risk Reduction through Cargo Insurance
Trade Facilitation Through Standards; Incoterms
In order to conduct business, a prospective exporter and importer much reach agreement as to the particulars of each transaction to arrive at a "sales contract." This involves communication and documentation. In this lesson we address standards which have been developed to facilitate this communication.
(Estimated study time: 44 minutes)
- Introduction
- Trade Facilitation through Standards
- A Contract = "A Meeting of the Minds"
- The Need for Standards
- The Challenge of Communication
- Universal Issues/Needs
- Language-Independent Symbols/Codes
- Adopted Language/Terminology
- "Standards," Trade and Global Development
- "Trade Terms"
- General
- American Foreign Trade Definitions
- Delivery and Passage of Risk vs. Passage of Title
- Summary—Key Trade Terms Issues
Incoterms---Respective Responsibilities of Each Party
This lesson begins coverage of Incoterms, commonly known as "trade terms" or "delivery terms," which define the respective responsibilities of the seller and the buyer with respect to the shipment of goods. They facilitate the negotiation and fulfillment of sales contracts, and also provide an excellent introduction to the various operational and legal requirements, costs and risks involved in international commerce.
(Estimated study time: 1 hour 44 minutes)
- Introduction
- History
- Changes Made in INCOTERMS 2000
- Summary of Incoterms
- "E" Terms
- "F" Terms
- "C" Terms
- "D" Terms
- Summary Chart
- Seller and Buyer Responsibilities Common to All Incoterms
- Seller's Responsibilities under All Terms
- Buyer's Responsibilities under All Terms
- Passage of Risk
Incoterms: Arranging Transportation, Notices, and Citation
This lesson continues coverage of Incoterms with respect to responsibility for contracting transportation, required notices and the particulars required when specifying an Incoterm trade term for a particular transaction.
(Estimated study time: 1 hour 34 minutes)
- Introduction
- Arranging Export Transportation and Contract of Carriage
- Required Notices
- Trade Term Citation Particulars Required
- General—Specify Current Terms
- Four Basic Items of Information Required
- Place Specification
- Date/Time Specification
- Further Specification of Particulars
Additional Requirements and Concerns, "EXW" (Ex Works)
In this lesson we examine in detail the use of EXW (Ex Works), including responsibilities a seller may face even though the purpose of EXW is to place the entire shipping responsibility on the buyer.
(Estimated study time: 1 hour 18 minutes)
- Introduction
- EXW—Additional Requirements and Concerns
- General
- Passage of Risk under EXW
- Loading Conveyance under EXW
- Buyer Responsible for Loading
- "EXW Loaded"
- Transportation Mode Considerations
- Intermodal Containers
- Practical Considerations—MHE Assistance
- Export Formalities
Additional Requirements and Concerns, "F" Terms
In this lesson we examine the use of the three "F" terms (FCA, FAS and FOB), including important variations in the use of FCA, and special operational concerns and limitations in the use of FAS and FOB.
(Estimated study time: 2 hours 1 minute)
- Introduction
- "F" Terms—Additional Requirements and Concerns
- General
- Passage of Risk
- FCA Delivery Concerns
- Usage
- "FCA Origin" (Named FCA Point is Seller's Facility; Seller Loads Buyer's Carrier)
- FCA (Named Place other than Seller's Premises; Buyer Unloads Seller's Carrier)
- Arranging Transportation and Contract of Carriage under FCA
- FAS Delivery Concerns
- Usage
- Operational Concerns
- FOB Delivery Concerns
- Usage
- Responsibility to Load, Contract and Pay for Vessel
- Operational Concerns
- Cargo Receipt
- Coordinating the Loading Process
- Allocation of Loading, Stowage and Terminal Charges
Additional Requirements and Concerns, "C" and "D" Terms
In this lesson we examine the key differences between the "C" terms (CFR, CIF, CPT, CIP), under which the seller accomplishes delivery to the buyer upon departure of the export carrier, freight prepaid, and the "D" terms (DES, DEQ, DAF, DDU, DDP), under which the seller accomplishes delivery to the buyer upon arrival of the goods at the named place in the trade term.
(Estimated study time: 1 hour 22 minutes)
- Introduction
- "C" Terms—Additional Requirements and Concerns
- Usage
- Passage of Risk
- Shipping Insurance under CIF and CIP
- "D" Terms—Additional Requirements and Concerns
- Usage
- General
- Options under DAF Terms
- Pros and Cons of "D" Terms
- Buyer's Benefit
- Seller's Benefit
- Seller's Concerns
- Passage of Risk
- Import Formalities
Incoterms Responsibility & Cost Details (Matrices)
This lesson presents detailed matrices covering all of the Incoterms in which the responsibilities of the seller and buyer, and respective costs, are broken out in the level of detail needed to fulfill respective operational tasks and to correctly estimate and allocate respective shipping costs.
(Estimated study time: 1 hour 57 minutes)
- Introduction
- Division of Incoterms Responsibilities and Costs (Matrices)
- Responsibilities and Costs Matrix, Primary Transportation via Vessel (Ocean or Inland Waterway)
- Responsibilities and Costs Matrix, Primary Transportation Via Aircraft (Air Freight)
- Responsibilities and Costs Matrix, Primary Transportation via Truck, Rail (Ground Transport)
Trade Term Negotiation, Citation and Situational Limitations
In this lesson we begin looking at practical aspects of negotiating and using trade terms, and how to avoid typical pitfalls.
(Estimated study time: 1 hour 48 minutes)
- Introduction
- Delivery Arrangements Intrinsic to an International Sales Contract
- General
- When to Negotiate Trade Terms
- Use of Incoterms in a Sales Contract; Limitations
- Introducing Trade Terms into the Sales Negotiation Process
- With Initial Quotation/Offer
- Before Concluding a Sales/Purchase Contract
- Before Fulfillment of Sales Contract
- General
- Trade Terms under Letters of Credit
- Immediately Prior to Shipment
- Upon Shipment
- Which INCOTERM to Offer?
- Seller Expediency
- Buyer Preferences & Delivered Terms
- Recognizing and Dealing with Obsolete Terms
- Interpreting Obsolete Terms
- Risks of Using Obsolete Terms
- Special Situations; Turn-Key Projects & Installation
Export Quotation Problems Involving Use of Trade Terms
Once a trade term is specified for a transaction, the seller's export sales quotation must cover the cost of all of the seller's responsibilities. This lesson addresses practical problems which arise in preparing export quotations, and how to avoid them.
(Estimated study time: 1 hour 26 minutes)
- Introduction
- Export Quotation Problems Involving Use of Trade Terms
- Trade Term Ignorance—General
- "Domestic" Mentality
- Inadequate Employee Training
- Confusion between Trade Terms and Payment Terms
- Confusion between Standards, Versions
- Shipping Requirements/Cost Naiveté; "Average" Costs
- Changed ("Snuck In") Terms
- Vague, Inconsistent, Incomplete Shipping Quotation Requests and Instructions to Forwarder
- Drop Shipments
- Failure to Insure by Buyer
Cargo Insurance; Additional Incoterms Intrepretation Issues
This lesson addresses two further Incoterms-related concerns:
- Shipping Insurance, which most trade terms do not address, and the two which do require only minimal insurance which may leave both parties under-insured, and,
- Typical Incoterms interpretation issues and problems which arise at the time of shipment, after the sales agreement has been concluded.
(Estimated study time: 1 hour 24 minutes)
- Introduction
- Cargo Insurance Concerns When Negotiating a Sales Contract
- Proper Insurance of Cargo
- Additional Incoterms-Related Cargo Insurance Issues
- Typical INCOTERMS Interpretation Issues and Problems
- Incomplete Terms; Failure to Name a Specific Delivery Location
- What Does "FOB" Mean?
- Seller Cooperation with Buyer's Freight Forwarder
- General
- Export Declaration and Export License Requirements
- Trade Terms Determine Responsibility
- Export Declaration by Buyer's Forwarder
- U.S. Regulatory Considerations
- EXW and "F" Terms under an L/C
- The Problem
- Buyer's Forwarder and Routed Shipments under a Letter of Credit
Freight Forwarder Challenges with Trade Terms
An international freight forwarder cannot properly fulfill his function without a good understanding of Incoterms. This is especially true when preparing shipping quotations, in which the applicable trade term determines what tasks and costs his shipper (or consignee) will be responsible for. In this lesson we begin to discuss issues a forwarder should be concerned with when preparing shipping quotations.
(Estimated study time: 1 hour 21 minutes)
- Introduction
- General
- Shipment Quotation/Planning
- Assisting/Educating the Shipper
- At the Time of Quotation
- At the Time of Shipment
- Delivered Terms
- General
- Reliance on Trade Information/Transaction Processing Services
- Shipping Quotes which Haven't a Chance
- Justifying the Cost of Preparing Quotations
- Shipment Quotation Summary
Effect of Trade Terms on Shipping Documents; ICC Dispute Resolution
"It's not done until the paperwork is finished." Trade terms affect the way in which shipping documents are prepared. The seller's invoice must cover all costs which the seller is responsible to pay. The international transportation document, often prepared by a forwarder, must show as shipper the party responsible for arranging the shipment. This lesson addresses issues which can arise with these documents, and then touches briefly on dispute resolution, should problems arise.
(Estimated study time: 1 hour 1 minute)
- Introduction
- Shipment Documentation
- Shipping Documents Must be Accurate, Complete and Consistent
- Problems with Freight Collect
- Freight Collect May Not Be an Option
- L/C Problems
- Freight Collect Service Not Available
- Terminal Charges Prepaid Only
- As Forwarder, Avoid Being Caught in the Middle
- Dispute Resolution
- Dispute Resolution Should be Determined in Advance
- ICC Arbitration Services